Securities Enforcement Defense

Cosgrove Law, LLC regularly represents clients in regulatory investigations, disciplinary hearings and enforcement proceedings before federal and state securities regulators. David B. Cosgrove has a national reputation in the securities industry, having represented numerous securities clients and previously served as the Missouri Commissioner of Securities. While serving as the Commissioner of Securities, Mr. Cosgrove interfaced on a daily basis with the SEC, NASD (now FINRA), NASAA (North American Securities Administrators Association) and various other state and federal enforcement agencies. Mr. Cosgrove’s experience in the securities industry has given him first-hand knowledge of the securities regulation and enforcement process. The attorneys of Cosgrove Law, LLC have also represented corporations, officers and directors in high-profile securities investigations.