Lori Neidel
lneidel
@cosgrovelawllc.com
(314)-563-2496
Prior to joining Cosgrove Law, LLC, Ms. Neidel was the Chief Enforcement Counsel for the Missouri Securities Division. During her tenure she was the lead attorney on matters regarding broker-dealer and investment adviser firm compliance, adequate supervisory policies and procedures, and securities fraud. Ms. Neidel litigated cases before the Commissioner of Securities involving complex financial products including securities, insurance products and commodities. During this time she also successfully completed FINRA Institute at Wharton for Certified Regulatory and Compliance Professionals, earning the CRCP designation in May 2009. Prior to attending law school, Ms. Neidel worked as a Registered Representative for a large broker-dealer and held the Series 6 and 63 licenses.
Ms. Neidel received her Bachelor of Science degree in Business Administration and her J.D., cum laude, from St. Louis University in 1995.