Cosgrove Law Group, LLC Represents Clients in a FINRA Mediation Resulting in a Settlement of over $1Million

April, 2023 - Cosgrove Law Group, LLC recently negotiated a settlement on behalf of investor clients who had claims against a national Broker-Dealer. The settlement totaled over $1million and brought resolution for the clients - a family of 5 suing on behalf of the family trust. The claims alleged breach of fiduciary duty and negligence, among other claims.   
Our team filed a Statement of Claim with FINRA on behalf of the family and were able to resolve the matter through mediation prior to an arbitration hearing. Cosgrove Law Group, LLC handles a variety of financial industry cases including investors' claims against broker-dealers, investment advisor firms, and individual brokers and financial advisors.