We are advocates that defend and prosecute high-stake disputes. We provide advice and guidance to our clients prior to, during, and after disputes occur.

Cosgrove Law Group, LLC - Securities, Investment and Litigation Firm

Cosgrove Law Group has earned a widespread reputation for providing excellent legal services. We meet the needs of our clients by performing the highest level of legal and consulting services. Our team approach helps to properly facilitate each client’s needs.

Financial Industry

Cosgrove Law Group, LLC assists its clients in developing effective compliance and training programs. Our attorneys also regularly advise clients in investigations and formal proceedings by federal and state financial regulators and self-regulatory organizations.

U-5 Defamation

Cosgrove Law Group, LLC has handled many U-5 defamation cases all over the nation. If you believe you are a victim of U-5 defamation, contact us today.

Investor Fraud

Cosgrove Law Group, LLC attorneys are experienced in the complex areas of investor fraud.

Regulatory Defense

Our team has extensive experience representing businesses and individuals against state and federal regulators and SROs, such as FINRA.

Business Litigation

Our Business Litigation team specializes in a host of small business matters including licensing, compliance, and governance.

General Litigation Blog

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Securities and Investment

May 24, 2023 The Evolution Of A Wells Process And The Anticipated Sec Sweeps >> Read More
The Wells Process has a long history dating back to 1972 when SEC Chairman William J Casey appointed John...
February 23, 2023 Wells Fargo Advisors, Llc Wins Finra Award Sum Of $15,300,000.00+ In Damage >> Read More
On February 2, 2023, a FINRA arbitration panel awarded the Claimant, Wells Fargo Advisors, LLC a sum of 15,300,000.00...

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