We are advocates that defend and prosecute high-stake disputes. We provide advice and guidance to our clients prior to, during, and after disputes occur.

Cosgrove Law Group, LLC - Securities, Investment and Litigation Firm

Cosgrove Law Group has earned a widespread reputation for providing excellent legal services. We meet the needs of our clients by performing the highest level of legal and consulting services. Our team approach helps to properly facilitate each client’s needs.

Financial Industry

Cosgrove Law Group, LLC assists its clients in developing effective compliance and training programs. Our attorneys also regularly advise clients in investigations and formal proceedings by federal and state financial regulators and self-regulatory organizations.

U-5 Defamation

Cosgrove Law Group, LLC has handled many U-5 defamation cases all over the nation. If you believe you are a victim of U-5 defamation, contact us today.

Investor Fraud

Cosgrove Law Group, LLC attorneys are experienced in the complex areas of investor fraud.

White Collar Litigation

We represent business professionals and high-profile individuals in cases where white collar criminal charges are alleged.

Business Litigation

Our Business Litigation team specializes in a host of small business matters including licensing, compliance, and governance.

General Litigation Blog

Jul 30, 2018 Amazon Not Liable for Defective Products >> Read More
Jun 7, 2018 SEC Scrutiny of Cryptocurrencies and Classification as Securities >> Read More
Jun 5, 2018 State Securities Regulators Jump in to the Crypto Fray >> Read More
May 18, 2018 Missouri Securities Division Bars Two Former Owners of Local Broker-Dealer >> Read More

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Securities and Investment

August 3, 2018 Arbitration Panel Finds Merrill Lynch Defamed Former Employee >> Read More
Merrill Lynch, Pierce, Fenner & Smith, Inc., a brokerage firm registered with Financial Industry Regulatory Authority (“FINRA”)...
June 7, 2018 Ex-citigroup Broker Vindicated With $4m Finra Arbitration Award >> Read More
A Miami broker, formerly with Citigroup, won a nearly $4 million award in a recent FINRA arbitration case regarding wrongful termination. ...

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Announcements

Apr 30, 2018 Legal Legend Will Be Dearly Missed >> Read More
Mar 7, 2018 COSGROVE LAW GROUP, LLC'S DAVID COSGROVE QUOTED BY FINANCIAL ADVISOR MAGAZINE >> Read More
Jan 8, 2018 Shattered Glass Explosion Causes Serious Burns >> Read More
Oct 9, 2017 Cosgrove Law Group, LLC Recently Resolved Two Investor Cases >> Read More

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