We are advocates that defend and prosecute high-stake disputes. We provide advice and guidance to our clients prior to, during, and after disputes occur.

Cosgrove Law Group, LLC - Securities, Investment and Litigation Firm

Cosgrove Law Group has earned a widespread reputation for providing excellent legal services. We meet the needs of our clients by performing the highest level of legal and consulting services. Our team approach helps to properly facilitate each client’s needs.

Financial Industry

Cosgrove Law Group, LLC assists its clients in developing effective compliance and training programs. Our attorneys also regularly advise clients in investigations and formal proceedings by federal and state financial regulators and self-regulatory organizations.

U-5 Defamation

Cosgrove Law Group, LLC has handled many U-5 defamation cases all over the nation. If you believe you are a victim of U-5 defamation, contact us today.

Investor Fraud

Cosgrove Law Group, LLC attorneys are experienced in the complex areas of investor fraud.

White Collar Litigation

We represent business professionals and high-profile individuals in cases where white collar criminal charges are alleged.

Business Litigation

Our Business Litigation team specializes in a host of small business matters including licensing, compliance, and governance.

General Litigation Blog

Nov 8, 2021 Self-Directed IRA Custodian Liability under State Securities Acts >> Read More
Oct 14, 2021 The SEC Chair sets the Agency’s sights on Cryptocurrencies >> Read More
Sep 27, 2021 State Regulators Focus on Precious Metals and Self-Directed IRA’s >> Read More
Jun 30, 2021 Business Divorce Won’t Go to Arbitration >> Read More

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Securities and Investment

October 19, 2021 Conflict Management For Terminated Financial Advisors >> Read More
There is plenty of room for conflict when a financial advisor is leaving his or her broker-dealer. Although the departure may start...
October 14, 2021 The Sec Chair Sets The Agency’s Sights On Cryptocurrencies >> Read More
On October 5, 2021, Securities and Exchange Commission Chairman Gary Gensler addressed the House Financial Services Committee...

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Announcements

Sep 6, 2019 David B. Cosgrove quoted in Fund Intelligence Article >> Read More
Aug 14, 2019 Cosgrove Law Group, LLC Announces the Addition of Max Simpson >> Read More
Feb 1, 2019 COSGROVE LAW GROUP ASSISTS WITH PROCUREMENT OF U-5 SETTLEMENT >> Read More
Apr 30, 2018 Legal Legend Will Be Dearly Missed >> Read More

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