We are advocates that defend and prosecute high-stake disputes. We provide advice and guidance to our clients prior to, during, and after disputes occur.

Cosgrove Law Group, LLC - Securities, Investment and Litigation Firm

Cosgrove Law Group has earned a widespread reputation for providing excellent legal services. We meet the needs of our clients by performing the highest level of legal and consulting services. Our team approach helps to properly facilitate each client’s needs.

Financial Industry

Cosgrove Law Group, LLC assists its clients in developing effective compliance and training programs. Our attorneys also regularly advise clients in investigations and formal proceedings by federal and state financial regulators and self-regulatory organizations.

U-5 Defamation

Cosgrove Law Group, LLC has handled many U-5 defamation cases all over the nation. If you believe you are a victim of U-5 defamation, contact us today.

Investor Fraud

Cosgrove Law Group, LLC attorneys are experienced in the complex areas of investor fraud.

White Collar Litigation

We represent business professionals and high-profile individuals in cases where white collar criminal charges are alleged.

Business Litigation

Our Business Litigation team specializes in a host of small business matters including licensing, compliance, and governance.

General Litigation Blog

Jul 2, 2020 The Supreme Court Issues Soft Ruling on SEC Disgorgement >> Read More
Jun 2, 2020 Trust No-Contest Clauses Are Effective in Missouri >> Read More
Apr 10, 2020 SEC Action Stayed After Indictments >> Read More
Mar 24, 2020 Virus Crisis and Portfolio Losses >> Read More

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Securities and Investment

June 16, 2020 Are Sec Whistleblowers Really Safe Anymore? >> Read More
Some federal courts have ruled that Whistleblowers are not protected from retaliation if they only make an internal report to their...
June 16, 2020 Pump And Dump >> Read More
Author: Max SimpsonThe U.S. Securities and Exchange Commission and Federal prosecutors are cracking down on “pump and dump” schemes...

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Announcements

Sep 6, 2019 David B. Cosgrove quoted in Fund Intelligence Article >> Read More
Aug 14, 2019 Cosgrove Law Group, LLC Announces the Addition of Max Simpson >> Read More
Feb 1, 2019 COSGROVE LAW GROUP ASSISTS WITH PROCUREMENT OF U-5 SETTLEMENT >> Read More
Apr 30, 2018 Legal Legend Will Be Dearly Missed >> Read More

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