We are advocates that defend and prosecute high-stake disputes. We provide advice and guidance to our clients prior to, during, and after disputes occur.

Cosgrove Law Group, LLC - Securities, Investment and Litigation Firm

Cosgrove Law Group has earned a widespread reputation for providing excellent legal services. We meet the needs of our clients by performing the highest level of legal and consulting services. Our team approach helps to properly facilitate each client’s needs.

Financial Industry

Cosgrove Law Group, LLC assists its clients in developing effective compliance and training programs. Our attorneys also regularly advise clients in investigations and formal proceedings by federal and state financial regulators and self-regulatory organizations.

U-5 Defamation

Cosgrove Law Group, LLC has handled many U-5 defamation cases all over the nation. If you believe you are a victim of U-5 defamation, contact us today.

Investor Fraud

Cosgrove Law Group, LLC attorneys are experienced in the complex areas of investor fraud.

Regulatory Defense

Our team has extensive experience representing businesses and individuals against state and federal regulators and SROs, such as FINRA.

Business Litigation

Our Business Litigation team specializes in a host of small business matters including licensing, compliance, and governance.

General Litigation Blog

Aug 18, 2023 When Are Loans Securities? >> Read More
Aug 4, 2023 XRP is both a security and not a security in Federal Court Ruling >> Read More
Jun 30, 2023 State Commodities Laws Applicable to The Retail Sale of Numismatics vs. Bullion >> Read More
Feb 1, 2023 DO PRECIOUS METALS RETAILERS FALL WITHIN THE AMBIT OF STATE PAWNBROKER... >> Read More

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Securities and Investment

July 24, 2023 Missouri Securities Division Is Investigating New Missouri Limited Liability Companies >> Read More
A membership interest in a limited liability company is a “security” as broadly defined under...
May 24, 2023 The Evolution Of A Wells Process And The Anticipated Sec Sweeps >> Read More
The Wells Process has a long history dating back to 1972 when SEC Chairman William J Casey appointed John...

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Announcements

Sep 15, 2023 CLG Attends NASAA's Fall Conference >> Read More
Sep 11, 2023 Cosgrove Law Group, LLC Brings Multiple Arbitration Claims Against St. Louis... >> Read More
Jun 19, 2023 Cosgrove Law Group, LLC Team Attends Legal and Compliance Seminar >> Read More
Jun 8, 2023 COSGROVE LAW GROUP, LLC SETTLES INVESTOR CLAIM FOR OVER $1,000,000 >> Read More

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