We are advocates that defend and prosecute high-stake disputes. We provide advice and guidance to our clients prior to, during, and after disputes occur.

Cosgrove Law Group, LLC - Securities, Investment and Litigation Firm

Cosgrove Law Group has earned a widespread reputation for providing excellent legal services. We meet the needs of our clients by performing the highest level of legal and consulting services. Our team approach helps to properly facilitate each client’s needs.

Financial Industry

Cosgrove Law Group, LLC assists its clients in developing effective compliance and training programs. Our attorneys also regularly advise clients in investigations and formal proceedings by federal and state financial regulators and self-regulatory organizations.

U-5 Defamation

Cosgrove Law Group, LLC has handled many U-5 defamation cases all over the nation. If you believe you are a victim of U-5 defamation, contact us today.

Investor Fraud

Cosgrove Law Group, LLC attorneys are experienced in the complex areas of investor fraud.

Regulatory Defense

Our team has extensive experience representing businesses and individuals against state and federal regulators and SROs, such as FINRA.

Business Litigation

Our Business Litigation team specializes in a host of small business matters including licensing, compliance, and governance.

General Litigation Blog

Jan 20, 2023 Jury Trials in Missouri Securities Division Administrative Enforcement Actions >> Read More
Jan 18, 2023 Time to Comment on FTC’s Non-Compete Ban is Running Out >> Read More
Nov 11, 2022 U.S. District Court Voids 1-year Contractual Limitations Period in J.M. Bullion’s... >> Read More
Oct 3, 2022 Precious Metals Arbitration Award >> Read More

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Securities and Investment

January 20, 2023 Jury Trials In Missouri Securities Division Administrative Enforcement Actions >> Read More
The Enforcement Section of the Missouri Secretary of State Securities Division (the “Enforcement Section”) brought 35 administrative...
June 28, 2022 Are You A Financial Advisor With A Wrongful Termination Or Defamation Claim? >> Read More
Advisors terminated by their broker-dealer should immediately retain experienced legal...

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