Cosgrove Law Group has earned a widespread reputation for providing excellent legal services. We meet the needs of our clients by performing the highest level of legal and consulting services. Our team approach helps to properly facilitate each client’s needs.
Cosgrove Law Group, LLC assists its clients in developing effective compliance and training programs. Our attorneys also regularly advise clients in investigations and formal proceedings by federal and state financial regulators and self-regulatory organizations.
Cosgrove Law Group, LLC has handled many U-5 defamation cases all over the nation. If you believe you are a victim of U-5 defamation, contact us today.
Cosgrove Law Group, LLC attorneys are experienced in the complex areas of investor fraud.
We represent business professionals and high-profile individuals in cases where white collar criminal charges are alleged.
“The Financial Advisor Succession Agreement: Can the Receiving Financial Advisor Contact Clients Associated with the Financial...
On August 26, 2020, the U.S. Securities and Exchange Commission (the “SEC”) published its Final Rule that amends the definition...