David Cosgrove Interviews the Chair of NASAA’s Investment Adviser Section

by David Cosgrove

Earlier this month, David Cosgrove of Cosgrove Law Group, LLC and the Investment Adviser Rep Syndicate interviewed Ms. Patricia Struck, Chair-Person of the Investment Advisor Section for the North American Securities Administrators Association (NASAA) and the Administrator of the Division of Securities of the Wisconsin Department of Financial Institutions.  The interview, relevant to state and SEC registered Investment Adviser Representatives and Registered Investment Advisers, includes recent topics of interest to IARs and RIAs, the migration of RIA’s pursuant to the Dodd-Frank Act, and information about the NASAA Investment Advisor Section itself.  You can read the full interview HERE.