Cosgrove Nets Over $1/4 Mil. For a Broker-Dealer’s Former Compliance Officer

David B. Cosgrove recently accepted representation of a large national broker-dealer’s former compliance officer. The officer alleged that she was constructively discharged through months of harassment and retaliation after the officer made a call to an internal ethics hotline. The matter was resolved with a confidential settlement agreement prior to the filing of suit.

David is also representing a veteran female African-American Financial Adviser in negotiations aimed at resolving pending discrimination and U5 defamation claims against her current broker-dealer. Cosgrove Law Group, LLC routinely represents Financial Advisers around the nation.