David B. Cosgrove recently negotiated two settlements on behalf of investor clients who had claims against Broker-Dealers. The settlements totaled almost $300,000 and brought resolution for both investors. While the specific facts of each case varied greatly, both cases alleged breach of fiduciary duty and fraud, among other claims.
Mr. Cosgrove filed separate claims with FINRA on behalf of both investors and was able to resolve both matters prior to an arbitration hearing. Cosgrove Law Group, LLC handles a variety of financial industry cases including investors claims against broker-dealers, investment advisor firms, and individual brokers and financial advisors.